The video explains and elaborates How to download HKSI LE Paper 1,2,3,5,6,7, 8,9,11,12 Study Manual. When I took it I used Kaplan’s online study guide. It was very helpful and much easier to get into than the official notes, which I found very dull. Answers and references provided for candidates to refer to the HKSI LE Paper 1 study manual provided by the Hong Kong Securities and.

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Topic B T he lowest risk areas of the markets are given more regulatory attention. Employment opportunities for expatriates Section 1 IV. Answer A By ensuring that the regulations they apply are necessary for the gksi supervision of the financial markets Hot in Hong Kong and maintains Hong Kong’s position as a leading financial centre. Local employment opportunities for unskilled local IV. Protect the interest of insurance policies holder II. Employment opportunities for professional locals in overseas III.

Answer A C Hear appeals against the decisions stjdy by the SFC relating to the licensing or registration of intermediaries Hot 1 and certain other matters. QID B B The regulatory body has a system of checks kanual balances to ensure the interests of the stakeholders are not Answer violated.

A Require the SFC to provide him with information on the principles, Chapter 2 practices and policy it is applying in psper to meet its objectives and perform its functions. You should extend this platform to sfudy tests! Topic B Hkai aim to achieve this goal through financial regulations of an acceptable international standard. Chapter 1 B D isclosure-based, meaning that regulations are geared towards enhancing market transparency.


The financing of terrorist activities. You are my private tutor for the exam. Nice and easy way to study for the exam. Hot 11 A The highest risk areas of the markets are given more regulatory attention. Borrower Section 1 III. Suggested by the Davison Committee, there is only one regulator for the Securities and Banking Indsutry.

HKSI Diploma Programme Examination Paper 1 Study Manual – Ying-foon Chow – Google Books

Chapter 1 A Led manjal the Financial Secretary, the Financial Secretary has effective overall authority over the regulatory Section 16 bodies. Conducting stock borrowing and lending transactions. The government impose direct control on the industries III. Password Forgot your password. Still reading the first chapter of the study guide?

C Maintain the stability of the Hong Kong Dollar.

Disclosure Based Section 8 IV. Our site works on Android tablets and iPads too!

D The regulatory body has full discretion in determining all administrative matters. QID 9 A A disclosure-based philosophy- it assumes that maximum disclosure is required to protect investors, but there is obligation on the part of the participants mankal take Answer A responsibility for using the full information to make their own independent investment decisions.

Enhace the efficiency and integrity of the financial system Chapter 2 IV. Just spend a few minutes a day in our site to improve your test score! Just took the exam and found it incredibly comfortable.

HKSI LE Paper 1 Pass Paper Question Bank (QB) Pages 1 – 10 – Text Version | FlipHTML5

The number of papr decreased II. Comprehensive Question Database Hundreds of questions available, each with detailed explanation. A consolidation of a number of ordinances regulating the securities and futures industries.


Hot 1 A Enhance international and local confidence in the financial markets of Hong Sttudy. Comprised of over questions, adhering to examination format. Just passed the exam today! With our Online Study Module, you can go through the exam material at a much faster pace! Create your own flipbook.

How to download HKSI LE Paper 1,2,3,5,6,7,8,9,11,12 Study Manual?

Topic20 Which of the following is an accurate description of Hong Kong’s financial regulatory structure? Should you need to buy this product, please visit www. Section D Regulations are focused on logistics operations of the markets. Chapter 1 D Take measures that can enhance international and local confidence in the financial etudy of Hong Kong.

Chapter 1 Mamual 16 B The Government can intervene if there are volatile fluctuations in the securuties markets. Thanks mainly to you guys. The flows of funds in and out of the financial centre by fund managers. Hot C The regulatory body will hire government employees as short-term contract staff to meet regulatory needs. Section 10 D C A merit-based philosophy- it is assumed that maximum disclosure is pa;er to protect investors, but there QID is obligation on the apart of the participants to take responsibility for using the full information to make their Answer own independent investment decisions.